top of page


The Tarascio Group, LLC, “Tarascio Financial Planning, LLC” recognizes that our relationships with current and prospective clients are based on integrity and trust. We work hard to maintain your privacy and to preserve the private nature of our relationship with you. We place the highest value on the information you share with us. “Tarascio Financial Planning, LLC will not disclose your personal information to anyone unless it is required by law or at your direction. We will not sell your personal information.


We want our clients to understand what information we collect, how we use it, and how we protect your personal information.


Why We Collect Your Information

We gather information about you so that we can:

  • Help design and implement the investment and planning related services we provide you; and

  • Comply with the Federal and State laws and regulations that govern us.


What Information We Collect and Maintain

We may collect the following types of “nonpublic personal information” about you:

  • Information from our initial meeting or subsequent consultations about your identity, such as your name, address, social security number, date of birth, and financial information.

  • Information that we generate to service your financial needs.

  • Information that we may receive from third parties with respect to your financial profile.

What Information We Disclose

We are permitted by law to disclose nonpublic information about you to unaffiliated third parties in certain circumstances. Tarascio Financial Planning, LLC may disclose client's information: (1) to individuals and/or entities not affiliated with Tarascio Financial Planning, LLC, including, but not limited to certain service providers (i.e., broker-dealer, sub-advisers, account custodian, record keeper, etc.) in furtherance of the client's engagement with Tarascio Financial Planning, LLC to service your account; (2) to your authorized representative or power of attorney; or (3) otherwise permitted to do so in accordance with the parameters of applicable federal and/or state privacy regulations. 


Since Tarascio Financial Planning, LLC shares nonpublic information solely to service client accounts, the firm does not disclose any nonpublic personal information about the firm’s customers or former customers to anyone, except as permitted by law.  In the event that the firm has a change to its client privacy policy that would allow it to disclose non-public information not covered under applicable law, the firm will allow its clients the opportunity to opt-out of such disclosure.


How We Protect Your Personal Information

Privacy has always been important to Tarascio Financial Planning, LLC. We restrict and limit access to client information only to those who need to carry out their business functions. We safeguard client information by preventing its unauthorized access, disclosure, or use. We maintain physical, electronic, and procedural safeguards to protect your confidential personal information. Arrangements with companies or independent contractors not affiliated with Tarascio Financial Planning, LLC will be subject to confidentiality agreements.

Former Clients

Even if we cease to provide you with financial services, our Privacy Policy will continue to apply to you, and we will continue to treat your nonpublic information with strict confidentiality.

Contact Us 

Clients are encouraged to discuss any questions regarding privacy policies and procedures directly with Michael Tarascio, Chief Compliance Officer of Tarascio Financial Planning, LLC. Please contact Michael Tarascio at 503-995-3120.



LLC) is a registered investment advisor offering advisory services in the States of

Oregon, Washington and in other jurisdictions where exempted. Registration does not

imply a certain level of skill or training.


This communication is for informational purposes only and is not intended as tax,

accounting or legal advice, as an offer or solicitation of an offer to buy or sell, or as an

endorsement of any company, security, fund, or other securities or non-securities

offering. This communication should not be relied upon as the sole factor in an

investment making decision.


Past performance is no indication of future results. Investment in securities involves

significant risk and has the potential for partial or complete loss of funds invested. It

should not be assumed that any recommendations made will be profitable or equal the

performance noted in this publication.


The information herein is provided “AS IS” and without warranties of any kind either

express or implied. To the fullest extent permissible pursuant to applicable laws,

Tarascio Financial Planning, LLC (TFP, LLC) disclaims all warranties, express or implied,

including, but not limited to, implied warranties of merchantability, non-infringement,

and suitability for a particular purpose.


All opinions and estimates constitute TFP, LLC’s judgement as of the date of this

communication and are subject to change without notice. TFP, LLC does not warrant

that the information will be free from error. The information should not be relied upon

for purposes of transacting securities or other investments. Your use of the

information is at your sole risk. Under no circumstances shall TFP, LLC be liable for any

direct, indirect, special or consequential damages that result from the use of, or the

inability to use, the information provided herein, even if TFP, LLC or a TFP, LLC

authorized representative has been advised of the possibility of such damages.

Information contained herein should not be considered a solicitation to buy, an offer to

sell, or a recommendation of any security in any jurisdiction where such offer,

solicitation, or recommendation would be unlawful or unauthorized.

bottom of page